Securities Operations

Securities Operations
Publisher John Wiley & Sons
Release Date
Category Business & Economics
Total Pages 486
ISBN 9780470857151
Rating 4/5 from 1 reviews
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The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in particular. While describing the practical issues, this book enumerates the different "back office" related risks potentially encountered throughout the settlement. Simmons also covers more advanced topics such as derivatives, trade compensation, internal allocation of funding costs, and operational performance measurement. Michael Simmons (London, UK) is currently Head of Business Consultancy at Wilco International, a major software systems provider to the financial markets. Over the years, financial professionals around the world have looked to the Wiley Finance series and its wide array of bestselling books for the knowledge, insights, and techniques that are essential to success in financial markets. As the pace of change in financial markets and instruments quickens, Wiley Finance continues to respond. With critically acclaimed books by leading thinkers on value investing, risk management, asset allocation, and many other critical subjects, the Wiley Finance series provides the financial community with information they want. Written to provide professionals and individuals with the most current thinking from the best minds in the industry, it is no wonder that the Wiley Finance series is the first and last stop for financial professionals looking to increase their financial expertise.

Securities Operations
  • Author : Michael Simmons
  • Publisher : John Wiley & Sons
  • Release Date : 2003-07-07

The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in

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Securities Operations
  • Author : Michael T. Reddy
  • Publisher : Prentice Hall Press
  • Release Date : 1995

As the industry-altering shift from Trade Date +5 to Trade Date +3 grows ever closer, securities operations executives and managers are looking for facts, figures and updates on new technology that will enable them to meet the new 3-day settlement periods. This text ties together much-needed information on the back office (operations)

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Securities Operations
  • Author : United States. General Accounting Office
  • Publisher : Unknown
  • Release Date : 2000

Read online Securities Operations written by United States. General Accounting Office, published by which was released on 2000. Download full Securities Operations Books now! Available in PDF, ePub and Kindle.

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Securities Operations
  • Author : Michael Simmons
  • Publisher : John Wiley & Sons
  • Release Date : 2003-07-07

The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in

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Securities Processing
  • Author : William Lawrence Imhof
  • Publisher : Unknown
  • Release Date : 1995

Read online Securities Processing written by William Lawrence Imhof, published by which was released on 1995. Download full Securities Processing Books now! Available in PDF, ePub and Kindle.

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Understanding the Markets
  • Author : David Loader
  • Publisher : Butterworth-Heinemann
  • Release Date : 2002

"As the markets undergo change so too do the administration, clearing and settlement functions, as the clearing houses, securities depositories and custodians merge and diversify. This is going to impact on the operations teams that support the trading, sales and retail business. A failure to be aware of and to

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Managing Technology in the Operations Function
  • Author : David Loader,Graeme Biggs
  • Publisher : Butterworth-Heinemann
  • Release Date : 2002

Looks at issues in technology from the operations function rather than an IT perspective. It explores the use of technology for processing, provision of client services, risk management and business management.

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Corporate Actions
  • Author : Michael Simmons,Elaine Dalgleish
  • Publisher : John Wiley & Sons
  • Release Date : 2006-02-03

Corporate actions are events that affect large corporations through to the individual investor - even those that own a single-share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action

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Private Equity Funds
  • Author : James M. Schell
  • Publisher : Law Journal Press
  • Release Date : 2020-08-28

"The best guide to private equity funds. Insight and explanations for both fund sponsors and investors. The gold standard." --Andrew Zalasin, General Partner and CFO: RRE Ventures Best Practices for Organizing and Managing a Fund With nearly $7 trillion invested in more than 20,000 funds, investor interest in the private equity industry

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After the Accord
  • Author : Kenneth D. Garbade
  • Publisher : Cambridge University Press
  • Release Date : 2021-01-31

A contribution to the history of the institutional evolution of the market that finances the US government in war and peace.

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GLOBAL SECURITIES OPERATIONS
  • Author : KEVIN. PETLEY
  • Publisher : Unknown
  • Release Date : 2018

Read online GLOBAL SECURITIES OPERATIONS written by KEVIN. PETLEY, published by which was released on 2018. Download full GLOBAL SECURITIES OPERATIONS Books now! Available in PDF, ePub and Kindle.

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After the Trade Is Made  Revised Ed
  • Author : David M. Weiss
  • Publisher : Penguin
  • Release Date : 2006-08-17

The fully updated classic guide to the mechanics of securities processing—a must for professional investors This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization of the securities industry.

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Handbook of Global Securities Operations
  • Author : Jeremiah O'Connell,Jerry O'Connell,Neale Steiniger
  • Publisher : Unknown
  • Release Date : 2002

The authors, NealeSteiniger and Jerry O'Connell, have combined their expertise and experience to write the definitive reference book on global securities markets activities. Read this book for an easy to understand description of the clearance, settlement, and custody processes and flows. Gain an understanding of the roles of the participants

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Financial Markets Operations Management
  • Author : Keith Dickinson
  • Publisher : John Wiley & Sons
  • Release Date : 2015-01-20

A comprehensive text on financial market operationsmanagement Financial Market Operations Management offers anyoneinvolved with administering, maintaining, and improving the ITsystems within financial institutions a comprehensive text thatcovers all the essential information for managing operations.Written by Keith Dickinson—an expert on the topic—thebook is comprehensive, practical, and covers the

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Global Securities Operations
  • Author : Chartered Institute for Securities & Investment
  • Publisher : Unknown
  • Release Date : 2011

Read online Global Securities Operations written by Chartered Institute for Securities & Investment, published by which was released on 2011. Download full Global Securities Operations Books now! Available in PDF, ePub and Kindle.

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